

Chapter 1:
The Year 1999 in Review
Chapter 2:
Making Sense of
Critical Pedagogy in
Adult Literacy Education
Chapter 3:
Research in Writing
Chapter 4:
Time to Reframe Politics and Practices in Correctional
Education
Chapter 5:
Building Professional Development Systems in Adult Basic Education
Chapter 6:
Adult Learning and Literacy in Canada
Chapter 7:
Organizational Development and Its Implications for Adult Basic Education
Programs
Resources on Organizational Development
RETURN TO:
ANNUAL REVIEW OF ADULT LEARNING & LITERACY
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Volume 2: Chapter One
The Year 1999 in Review
Dave Speights
From the perspective of the field of adult literacy, the year
1999 is best seen not as the penultimate year of the millennium but as the year
bookended by the reauthorization of the National Literacy Act in late 1998 and
the National Literacy Summit of early 2000. Both of those events represent a
huge milestone, and 1999 may be regarded as the time when people in the
field were preoccupied by reacting to the former and preparing for the latter.
The new Adult Education and Family Literacy Act, which was
technically Title II of the Workforce Investment Act, mandated controversial new
student performance measures for all federally funded programs and required all
states to rewrite their adult education plans. The performance measures focused
on job readiness rather than more holistic concerns, a fact that continues to
outrage many people in the field.
Given this context, the National Literacy Summit, planned for
years as a means to develop a consensus about how best to move the field
forward, also came to be regarded as an opportunity for adult educators to
respond to Washington and tell the politicians and bureaucrats how to get it
right. It remains to be seen if the powers that be will heed the manifesto.
There were also a number of relatively routine but
nevertheless significant developments in 1999, and that is where this overview
begins. Federal funding for adult literacy–related programs is covered
first, then developments in policy, then research activities, and,
finally, events such as the National Literacy Summit and the Summit on
Twenty-First Century Skills for Twenty-First Century Jobs hosted by Vice
President Al Gore.
FEDERAL FUNDING
After six years in office, the Clinton administration
embraced the adult literacy cause in early 1999 with a level of public
commitment not seen since Barbara Bush was first lady. In his State of the Union
speech on January 19, President Clinton called for “a dramatic increase in
federal support for adult literacy.” Separately, he said his budget proposal
for fiscal 2000 would “significantly” expand federal efforts to help
immigrants learn English and learn about democracy.
Clinton’s Budget
As promised, Clinton’s budget proposal for fiscal year 2000
called for massive funding increases for adult literacy programs. He wanted to
increase adult education state grants by 28 percent and the overall adult
education budget by 49.4 percent. “The income gap...is largely a skills gap,”
Clinton said on January 28, as he announced his new literacy and job training
initiatives. “We’ve closed the budget deficit, now we’ve got to close the
skills deficit. We cannot have the earnings gap in America—the income gap—get
bigger because we didn’t make the skills gap smaller. Now is the time to
do it. We will never have a better time.”
The first item on his list of specific proposals was “a
national campaign to dramatically increase our efforts at adult basic education
and family literacy, to help the millions and millions of adults who struggle
with basic reading or math.” The budget President Clinton submitted to
Congress included the following programs:
-
Reading Excellence Act (America Reads).
This initiative was approved by Congress in October 1998 and had an
appropriation of $260 million for fiscal year (FY) 1999. It provides states with
competitive three-year grants for reading partnerships; states will then make
subgrants to local partnerships that must include family literacy programs.
Clinton’s $286 million request for FY2000 would allow twenty-two to
twenty-four additional state grants and would more than double the number of
children served to almost 1.1 million.
-
Adult education state grants.
Clinton
requested $468 million, an increase of $103 million over the FY1999. The
administration said part of the requested increase would be used for “a
strengthened emphasis on program accountability,” as called for in the Adult
Education and Family Literacy Act of 1998. The administration also considered
this proposed increase as part of a so-called Hispanic initiative, which
included several K–12 programs, such as bilingual education and emergency
immigrant education. The U.S. Department of Education (DOE) said the spending
increase in adult education would be “aimed primarily at expanding state
efforts to help immigrant and other limited-English-proficient adults, including
Hispanics, to learn English and make a successful entry into the workforce and
the mainstream of society.”
-
National leadership activities.
These are evaluation, technical assistance, and demonstration programs run by
the DOE’s Division of Adult Education and Literacy. The administration wanted
to increase funding more than seven-fold, from $14 million to $101 million, to
finance several new initiatives. Common Ground Partnership grants to states and
localities significantly affected by immigration were to receive $70 million.
The grants (another part of the Hispanic initiative) would support demonstration
programs providing young adult immigrants and other participants with English
literacy and life skills instruction and information about the rights and
responsibilities of citizenship. An allocation of $23 million was proposed for
discretionary grants to help states and private sector partners increase access
to technology for adult education instruction. There would be forty pilot
projects. The amount of $2 million was proposed for a High Skills Communities
Campaign that would help selected states and local communities promote adult
literacy and lifelong learning and measure progress in both areas.
According to the DOE, these assessments would allow schools and employers “to
determine if individuals have the literacy skills needed for available jobs.”
-
Community-based technology centers.
President Clinton requested an increase from $10 million in FY1999 to $65
million in FY2000. This program, one of a dozen technology programs run by the
DOE, makes grants to public housing facilities, community centers, libraries,
and other community-based programs to make technology available to poor
people in urban and rural areas. Grantees provide access to programs for
preschool, family literacy, after school, adult education, and English for
speakers of other languages (ESOL) as well as to on-line databases with job
listings. The additional $55 million requested would increase the number of such
grants from forty to three hundred.
-
Twenty-First Century Community Learning
Centers. President Clinton proposed to triple
funding for this school-based program, from $200 million to $600 million, enough
to provide school districts with about two thousand new grants. These centers
are primarily intended to provide after-school, weekend, and summer academic and
recreational services for K–12 students, but in many cases they also provide
parents with educational, job training, and job placement services.
National Coalition Lobbying Efforts
By March, all twenty-eight sustaining (voting) members of the
National Coalition for Literacy (NCL) agreed
to ask Congress to provide more funds than the Clinton administration requested.
They agreed to lobby for the following amounts: $286 million for the Reading
Excellence Act (America Reads); $568 million for state grants, “a critical
first step toward a five-year goal of $1 billion”; $116 million for “national
leadership” activities sponsored by the DOE’s Division of Adult Education
and Literacy; $7 million for the National Institute for Literacy (NIFL); and
$145 million for the Even Start Family Literacy program (the same amount Clinton
proposed).
Campaign for Even Start
In May, Congressman William Goodling (R-Pennsylvania),
legislative father of Even Start, said he would ask his colleagues to increase
the program’s annual appropriation from the FY1999 level of $135 million to
$500 million for FY2000. Goodling made the announcement at an oversight hearing
on Even Start before the House Committee on Education and the Workforce, which
he chaired. The friendly witnesses included Sharon Darling, president of the
National Center for Family Literacy (NCFL), and Andy Hartman, director of the
National Institute for Literacy.
A $500 million appropriation would have been larger than the
entire FY1999 appropriation for adult literacy programs ($385 million), but it
would still have been dwarfed by the $4.7 billion appropriation for Head Start,
which, like Even Start, is an intergenerational program. Even Start served about
31,000 families in 1999 (up from 2,500 in 1989), whereas Head Start served
800,000.
Although Goodling’s committee had a direct role in the
pending reauthorization of the Elementary and Secondary Education Act, which
authorizes Even Start, the committee had no direct control
over appropriations. Few observers expected the House and Senate
appropriations committees to grant Goodling’s request, and they did not.
Capacity-Building Grants
Volunteer and community-based organizations within the NCL
lobbied Congress to include a new $15 million set-aside for themselves within
the adult education budget. The money was to be earmarked for “institutional
support,” or capacity building. It would have allowed groups such as Literacy
Volunteers of America, Laubach Literacy, and the National Alliance of Urban
Literacy Coalitions to do such things as mount professional development
efforts and gather data on the performance of their local affiliates. The money
would not have provided grants for local affiliates, but it had the
potential to help them claim a larger share of federal grant money in the
future.
Since the passage of the National Literacy Act of 1991,
volunteer and other community-based literacy groups have been guaranteed “direct
and equitable access” to federal adult education funds, but by 1999 they were
still receiving only a fraction of the federal pass-through funds doled out by
state education officials. Those officials often said that local volunteer
organizations did not receive funding because they could not demonstrate their
professionalism or prove their effectiveness. But neither the local
organizations nor their national umbrella organizations had the resources to
upgrade tutor training significantly or conduct the kind of data gathering
needed to demonstrate success. They argued that that was why they needed
the $15 million set-aside. In the end, congressional appropriators would not be
swayed by such arguments. The Republicans, who controlled Congress, had made it
common practice to abolish existing set-asides and earmarks, and most of them
were disinclined to create a new one.
By October, the NCL had given up on its drive for funding
levels higher than Clinton’s requested amounts, as well as its request
for $15 million in new capacity-building funds.
By mid-November, President Clinton and Congress agreed to a
23 percent increase for adult education state grants over the FY1999 level,
from $365 million to $450 million. Nevertheless, total spending on adult
education would remain $105 million below the level Clinton originally
requested. He had wanted a total of $575 million, with most of the $190 million
year-to-year increase earmarked for a Common Ground Partnership initiative: new
ESOL and civics programs run by the states and the DOE. As part of the
compromise with Congress, the administration was allowed to earmark $25.5
million of the $85 million increase for adult education state grants for the
ESOL/civics program. The final allocations were as follows:
Reading Excellence. Level funding of $260
million.
Even Start. An increase from $135 million to
$150 million.
Adult education state grants. An increase from
$365 million to $450 million.
National leadership activities. Level funding of
$14 million, with nothing for capacity-building grants.
National Institute for Literacy. Level funding
of $6 million.
Twenty-First Century Community Learning Centers.
In another compromise, Congress and the White House agreed on
$450 million for Twenty-First Century Community Learning Centers in FY2000.
This represents an increase of $250 million over the FY1999 amount, but it was
still $150 million less than the president had originally requested.
Community-based technology centers. An increase
from
$10 million to $32.5 million. The administration said the new funding
level would allow the program to reach at least 120 communities.
Star Schools. An increase from $45 million to
$51 million. (This program funds distance-learning projects, including the
PBS LiteracyLink project targeting adult learners.)
POLICY DEVELOPMENTS
As usual, Congress and the administration paid little
attention to adult education and literacy in 1999. Meanwhile, state and local
adult education officials continued to struggle with the mandates laid down by
the Adult Education and Family Literacy Act of 1998 and with the Education
Department’s National Reporting System.
The Administration’s Elementary and Secondary Education Bill
In May, the Clinton administration unveiled its proposal for
reauthorizing the Elementary and Secondary Education Act (ESEA). The proposal
put several literacy-related programs in line for changes, including Even Start,
Reading Excellence, educational technology, and bilingual education. The ESEA
dates back to 1965 and President Lyndon Johnson’s war on poverty initiatives.
Fully $8 billion of the ESEA’s annual funding is for Title I, the federal
government’s effort to improve education for the disadvantaged. Even Start is
part of Title I, as are various migrant education programs. The “Educational
Excellence for All Children Act,” as the administration called it, would have
made the following changes:
Even Start
- Require local programs to hire teachers with relevant certifications or
endorsements by July 1, 2002. Aides providing instructional support, such as
follow-up educational activities in home visits, would have at least two
years of college and be under the direct supervision of a teacher.
- Increase compatibility with welfare reform initiatives and list career
counseling and job placement services as allowable project expenses.
Require states to submit plans describing their efforts to develop and
use quality indicators when evaluating local projects, their efforts to ensure
that projects fully implement all of the Even Start program elements (early
childhood education, parenting education, and adult literacy), their competition
procedures for subgrants to local projects, and their procedures for
coordinating resources.
Increase the quality of services by encouraging the use
of research-based instructional methods, encouraging
state-level collaborations and coordinated services, and requiring
state officials to review independent evaluations of local projects.
Increase the intensity of programs by encouraging
instruction through the summer months, encouraging the use
of distance-learning technology, and requiring states to assess the
retention efforts of local programs.
Allow states to fund up to two model projects to serve as mentors for
others.
Reading Excellence Act
- Limit funding to programs serving students in the third grade and below
and their families.
- Require states to submit descriptions of the processes and criteria
they use to evaluate applications from school districts.
- Allow states to receive new grants after their first ones run out. (The
original authorizing legislation allowed only one grant during the multiyear
authorization period.)
- Allow the DOE to use 1 percent of each year’s funding for technical
assistance and for replicating model projects.
Educational Technology
- Consolidate Technology Innovation Challenge Grants and
Star Schools into a Next Generation Grants program for public and private
consortia.
- Target grants to the neediest schools and communities, including grants
for community technology centers for poor children and adults.
Bilingual Education
- Emphasize the importance of English proficiency by
requiring schools to conduct annual assessments and report the results to
parents and by providing incentive grants to successful schools.
- Require schools to provide clear program descriptions to parents and
notices of their right to withdraw their children at any time.
- Authorize a “Training for All Teachers” program to provide ongoing
professional development.
- Authorize a career ladder program for aides who want to become
teachers.
- Authorize bilingual education teachers and personnel grants to improve
the capacity and curricula of teachers’ colleges.
Although much of this activity is directly relevant to
children, not adult learners, the adult education community has an
interest in K–12 reforms for the effect they will have on the adult learners
of the future. Many adult learners still seethe about the poor education they
received as children and are quite militant about K–12 reform, caring deeply
about K–12 programs even though their funding streams generally do not
intersect with adult education funding streams. Moreover, trends in K–12
legislation, such as accountability, usually show up later in adult education
programs, and adult education is sometimes supported by K–12 programs.
GOP Introduces “Straight A’s Act”
The Republican Congress rejected the administration’s
ESEA bill out of hand. In June, House Republicans introduced the Academic
Achievement for All Act (Straight A’s), which would allow states to take
most of their federal K–12 education funding in a lump sum, including funds
for Even Start. The proposed legislation would have allowed states to combine
all of the federal K–12 programs they administer, including Compensatory
Education for the Disadvantaged (Title I of the ESEA, which includes Even
Start), the Technology Literacy Challenge Fund, immigrant education, homeless
education, and vocational education. The act would not have affected state
adult education grants or the federally administered Even Start grants
earmarked for programs serving migrant families, Native American tribes, and
outlying areas.
The Clinton administration denounced the bill as an assault
on categorical programs targeted to the disadvantaged. These categorical
programs are federal aid targeted to specific disadvantaged groups. Democrats
believe Republicans want to fold these programs into block grants so state and
local officials can steer the money to affluent constituent groups that do not
need it. More than half of all schools get Title I aid, including many that
have below-average poverty rates. Yet some truly poor schools get none.
Congress took no final action on Straight A’s during
1999. As of mid-2000, it remained bogged down in a partisan stalemate. It
appeared that it would be left up to the next president and the next Congress
to resolve this issue.
House and Senate Title I Bills
By late October, the House and Senate had each taken up
bills that would reauthorize Title I. (Straight A’s would have changed
some of the rules governing Title I, but separate legislation was
required to reauthorize, or renew, the program. Typically reauthorization
bills also involve rule changes.) Each reauthorization bill included
several provisions that, if enacted, would have had a significant impact on
literacy programs for children and families. For example, the House approved a
reauthorization bill (H.R. 2) on October 21 that would have required schools
receiving Title I funds to use reading curricula based on the most current,
scientifically based research.
As for bilingual education, H.R. 2 would have required
parental approval before students could be placed in traditional bilingual
education programs, as opposed to English-immersion programs. It would also
have required testing of all students who had attended school in the United
States for at least three consecutive years in reading and language arts in
English.
In the section dealing with Indian education, H.R. 2 would
have added family literacy services as an allowable use of federal funds
earmarked for Indian schools. Also, schools funded by the Federal Bureau of
Indian Affairs would have been required to see to it that various providers of
family literacy services coordinated their activities. The sections dealing
with Native Hawaiian and Alaska Native education programs also included
language adding family literacy services as an allowable use of federal funds.
The Clinton administration was muted in its response to
H.R. 2. It wanted to see some changes, but it did not issue a veto threat.
With regard to literacy-related provisions, the administration backed Hispanic
House members who opposed the parental notification provision for bilingual
education and wanted students with limited English proficiency to be tested in
their native languages in all subjects other than English. Hispanic House
members argued that H.R. 2 would penalize students who needed an extended time
to become fluent in English. They and the administration lobbied against
the House provisions, waiting to see what the Senate might do and hoping to
eliminate them from the final bill.
The Senate Committee on Health, Education, Labor, and
Pensions released a draft summary of its Title I reauthorization bill on
October 15. At the behest of the chairman, James Jeffords (R-Vermont), and
committee member Patty Murray (D-Washington), the draft included an increase
in the authorization level for Even Start to $500 million—the same amount
sought by fellow literacy advocate Bill Goodling in the House.
The Senate bill would have maintained the then-current
authorization level for the Reading Excellence program at $260 million. It
also included a new five-year early learning initiative with a total
authorization of $7 billion. The initiative was targeted to children, but
local projects could include education for parents and family literacy
programs. The bill would also have increased the authorization level for
Twenty-First Century Community Learning Centers to $800 million per year. The
FY1999 appropriation was $200 million. Finally, the bill would have renewed
the stand-alone authorization for the Star Schools program. That contradicted
the administration’s proposal to combine Star Schools with Technology
Innovation Challenge Grants. The bill would have increased the Star Schools’
authorization level slightly. Star Schools’ funds also support the
development of adult education media projects.
As with the Straight A’s Act, Congress took no action on
Title I reauthorization in 1999. It too would seem to be left for the next
president and Congress to consider.
The House bill, H.R. 2, did not address the authorization
levels for Even Start, Reading Excellence, Twenty-First Century Centers, or
Star Schools. The House planned to deal with those programs in separate
legislation.
Goodling Presses for Even Start Bill
Congressman Goodling hoped to cap off his twenty-six-year
career in Congress by introducing a bill to reauthorize and expand his
Even Start program. Goodling hoped the bill would pass in 2000,
coinciding with his retirement. As introduced, the Literacy Involves Families
Together (LIFT) Act (H.R. 3222) would have increased the annual
authorization for Even Start to $500 million, just as the Senate’s S. 2
would have done. Congress approved funding of $150 million, well short of the
$500 million Goodling and fellow senator James Jeffords had requested. The
bill has the following major provisions:
Accountability. States would be required to
review the progress of local Even Start programs to make sure they were doing
a good job. States would use these findings when making decisions about
continuation grants.
Training and technical assistance. States
would be allowed to use some of their Even Start funds to provide training and
technical assistance to Even Start instructors, so long as they did not cut
back on service to families. States would pay an experienced organization,
such as the NCFL, to provide the training and technical assistance.
Extended funding. Programs that had received
federal funds for eight years (the limit) would be allowed to keep
receiving them at a reduced rate, with the federal government matching 35
percent of expenses.
Research standards. Just like other federally
funded reading programs, Even Start programs would be required to base their
instruction on scientific research findings.
Adult reading research. Because relatively
little research has been done on how adults learn to read, the bill would have
provided the National Institute for Literacy with $2 million per year for a
new research project.
Migrant programs. The bill would have amended
Title I and the migrant education program to allow states to use those funds
to establish more family literacy projects. It would have also increased the
existing Even Start set-asides for migrants and Indians from 5 percent to
6 percent whenever annual appropriations exceeded $250 million.
Older children. Children older than age eight
would receive Even Start services, provided their schools used funds from
their basic Title I grants to cover part of the cost.
Indian programs. The bill would have
encouraged coordination among Even Start and other family literacy programs
operated by the Federal Bureau of Indian Affairs, as would the corresponding
Senate legislation.
Goodling was also sponsoring the Straight A’s bill that
would allow states to fold their Even Start funding into a block grant along
with their federal funding originally earmarked for other K–12 programs. As
he introduced the LIFT bill, he said he was confident that block grant states
would keep funding Even Start “because it’s a successful program.” H.R.
3222 had the enthusiastic support of the National Even Start Association and
the NCFL, although NCFL president Sharon Darling said she did not want the
program block granted.
Congress decided not to wait until 2000 before extending
federal funding for Even Start projects beyond the soon-to-be-expired maximum
of eight years. To prevent any delay while his LIFT bill was pending,
Congressman Goodling persuaded the House to include the extension in its
version of the appropriations bill that would fund the DOE for FY2000. He
then persuaded the Senate to accept the provision during final negotiations on
the appropriations measure. The extension provision also imposed
accountability measures. States were required to assess the progress made by
all local projects using “indicators of program quality” approved by
Washington. This requirement applies to all decisions about continuations of
funding beyond the first year, not just continuations beyond eight years.
Congress took no final action on Even Start reauthorization
in 1999. As with the Straight A’s Act and Title I reauthorization, it seems
this will be left for the next president and Congress.
Policy Developments at the State Level
With the passage of the Workforce Investment Act of 1998 (WIA),
the Adult Education Act and its 1991 update, the National Literacy Act, passed
into history on June 30, 1999. The WIA included a new Adult Education and Family
Literacy Act as its Title II. The new act required state directors of adult
education programs and their staff to submit new state plans by April 1999, with
the plans to go into effect July 1.
First, program staff and administrators had to choose one of
three options: (1) join with job training, unemployment, welfare, and other
state officials to submit a unified workforce plan immediately, (2) prepare a
discrete five-year plan for adult education, or (3) prepare a one-year
transitional plan that would serve as a placeholder while the other state-level
departments hashed out a workforce plan by themselves. (The WIA did not require
workforce plans to be submitted until July 1, 2000.) The act also required
the states to focus on a number of critical new issues. One key issue in the
development of adult education plans was the establishment of student
performance standards based on each state’s history of service in
the following three areas: educational
gains; success in postsecondary programs, job attainment and retention, and
advanced training programs; and completion of secondary education.
Ironically, although the WIA’s accountability and
continuous-improvement provisions required states to undertake extensive
reforms, the act also reduced the states’ ancillary and support funds. States
could spend no more than 12.5 percent of their federal grant funds on teacher
training, curriculum development, and other support services. The old set-aside
had been 15 percent; in addition, states had also been allowed to use a portion
of the federal funds earmarked for local services on such things as technical
assistance.
Once the adult education plans were approved by Washington
and the funding adjustments made, state officials turned their attention to
meeting other WIA requirements, including the establishment of adult education
representation on state-level workforce boards and the integration of adult
education services into the new One-Stop Career Centers. Much of this work would
continue into 2000.
Problems with the National Reporting System
As state and local officials continued to wrestle with the
new WIA requirements, pilot testing revealed that adult education and literacy
programs faced real difficulties in their efforts to track learners who had left
local programs. This development had the potential to make Congress reluctant to
increase funding. The problems came to light as the DOE and the National
Association of State Directors of Adult Education worked on redesigning the
National Reporting System (NRS), which measures learner outcomes. The redesign
project was launched in the mid-1990s, partly in response to the Republican
takeover of Congress following the 1994 elections. The GOP looked askance at
programs that could not show measurable results, and the results produced by
adult education programs had long been hard to measure or simply poor. The head
of the project was Mike Dean of the Office of Vocational and Adult Education.
The actual implementation was carried out by the Pelavin Research Center, part
of the American Institutes for Research in Washington.
Congress provided a new impetus for NRS improvement in 1998
when it passed the WIA with its new accountability requirements. As Barbara
Garner (1999) of the National Center for the Study of Adult Learning and
Literacy (NCSALL) summed it up, the act “reflects a priority toward more
intensive, higher-quality services rather than rewarding [programs for the]
number of students served. It also puts a much greater emphasis on learner
outcomes, and therefore on accurate measurement and reporting” (p. 11). Under
the old NRS, data collection and reporting had been hit-or-miss. As Dean told
Garner, “There were no real consequences” if programs were unable to track
students.
Programs that field-tested the NRS reported mixed results. On
the one hand, the system allowed programs to report student progress (as
measured by the Test of Adult Basic Education) on a new scale that gave students
credit for small advances that would have been ignored under the old system. “The
pilot allowed us to claim more successes,” said Bill Walker of the Knox County
Adult Basic Education Department in Knoxville, Tennessee. But when it came to
tracking the results students achieved in life after leaving adult education
programs—exactly the sort of data required by the new act—pilot testers had
mixed results. “It’s a tricky challenge: to show evidence of the impact of
participation in adult basic education requires substantial resources, which may
not be forthcoming until the evidence is produced,” Garner concluded. In
fact, the programs not only had difficulty tracking learners because this is
hard to do but also because the NRS design required them to track each
and every student served rather than a
representative sampling of students. Sampling would have put much less of a
burden on programs and probably produced better-quality information (C. Smith,
personal communication, July 30, 2000).
The new performance measures required by the act were
nonetheless due to go into effect July 1, 2000.
Funding Applications Decline
Program applications for federal adult education pass-through
funds were down by about half in California in 1998, and they were somewhat
lower in Connecticut, according to Ronald Pugsley, director of the DOE’s
Division of Adult Education and Literacy. Officials speculated that the
accountability and quality requirements imposed by the WIA, and new state
policies issued in response to the act, could be discouraging programs from
applying.
California, for example, had adopted a “pay for performance”
system for all local adult education programs receiving federal pass-through
funds. Rather than fund local programs on the basis of hours attended by
students, the state distributed funds on the basis of student outcomes. The
state also noted on its application form for local programs the WIA requirement
that all funded programs have access to computerized management information
systems. Similar standards were in place in Connecticut, where local programs
were also forced to work against an unusually tight deadline for the submission
of funding proposals.
RESEARCH ACTIVITIES
There were no landmark research findings on the order of the
1992 National Adult Literacy Survey reported in 1999, but many researchers
continued to toil in more modest vineyards. Three of the most notable were Hal
Beder of Rutgers University, Susan Imel of Ohio State University, and Tom Sticht,
head of Applied Behavioral and Cognitive Sciences in El Cajon, California.
Evidence of Program Success Is Elusive
Beder (1998) reviewed a host of research studies and found
insufficient data to show that participants in adult basic education programs
actually made gains in basic skills. After reviewing the twenty-nine most
credible studies on the outcomes and impacts of adult education programs
conducted since the late 1960s, he reported that “the evidence was
insufficient” to determine whether adult learners actually learn. “In
contradiction, however, learners in 10 studies were asked if they gained in
reading, writing, and mathematics, and they overwhelmingly reported large gains,”
Beder reported. “What led to this contradiction, and what is the answer to the
gain question?” he asked rhetorically. As to the former question, he suggested
“that self-reported perceptions of basic skills gain [from students] are
inflated by the normal human tendency to answer with socially acceptable
responses and a reluctance to say unfavorable things in a program evaluation.”
As for the question of “real” or measurable gain, Beder said it “remains
to be answered.”
Researcher Says Adult Educators Should Rethink, Redesign Programs
If adult educators want to attract more people to their
programs and keep them enrolled longer, “they must change how they think about
their programs,” argued Ohio State University researcher Susan Imel in a
report funded by the DOE (1999). Citing 1997 research by B. A. Quigley, Imel
reported that only 8 percent of all people eligible to participate in
government-funded adult basic education and literacy programs actually did so.
Of those who did participate, 74 percent left their programs within the first
year. Although there are several explanations for these statistics, including
“the complicated nature of the lives of many adults,” Imel said that “the
way adult basic and literacy education [ABLE] programs are structured may also
be a factor. . . . The fact that most ABLE programs still resemble school may
mean that many adults may not choose to participate, or, once enrolled, do not
find a compelling reason for persisting until their educational needs are met.”
Indeed, many adult learners have said they were loathe to return to a setting
just like the one where they were unable to learn as children.
One way to address this problem, Imel suggested, would be to
redesign programs using adult education principles rather than K–12
principles, and she devoted the bulk of her paper to describing that new model,
drawing on her own research and the work of several others. Her recommendations
include the following:
Involve learners in planning and implementing learning activities.
Imel said that learners can begin with input on the intake or “needs-assessment”
process and then help set program goals and help out all the way through to
the evaluation phase.
Draw on learners’ experiences as a resource.
Adults’ own “life tasks and problems” are often what lead them to
programs, Imel said, so they provide a “reservoir for learning.”
Cultivate self-direction in learners. Although
many adults who have had difficulty following directions from teachers and
other authority figures are not self-starters, Imel, quoting
S. D. Brookfield, said that once adults are encouraged to become
self-directed, they begin to see themselves as continuously recreating their
circumstances rather than reacting to them.
Create a climate that encourages and supports learning.
This means a climate marked by trust and mutual respect that
fosters self-esteem. Imel said conflicts should be handled in a way “that
challenges learners to acquire new perspectives and supports them in their
efforts to do so.”
Foster a spirit of collaboration. This often
means that the teacher and student roles are interchangeable, with each
learning from the other.
Use small groups. Small groups promote teamwork,
encourage the involvement of all participants, and can “emphasize the
importance of learning from peers.”
Teachers “frequently give lip service” to learner
involvement, according to Imel, but fail to follow through. She said they must
really listen to learners and use their input in program development. She
suggested letting students orient newcomers and serve on advisory boards. She
also suggested that teachers use instructional materials that link academic
subjects to students’ real lives, often referred to as “contextualized
learning.” It is thought to make lessons more compelling to students, and it
may be based on common work experiences, gender, race, ethnic culture, or class.
Practitioners See Their Work as Therapy,
Not Revolution
Adult educators in North America prefer to view themselves as
psychotherapists rather than as revolutionaries, soldiers, or parents, according
to a 1999 survey by Tom Sticht (1999). During workshops he led in the United
States and Canada, Sticht asked eighty-one practitioners to consider eight sets
of “dominant metaphors and analogies,” each an attempt to summarize the
roles of teachers and their adult students. The practitioners were asked to rate
the appropriateness of each set. In descending order of popularity, they were
- Psychotherapy (education as a self-esteem booster)
- Business (teacher as purveyor of a service)
- Economics (education as an investment in human capital)
- Public schools (education as a way to produce productive citizens)
- Revolution (education as a means to liberation)
- Medicine (education as a cure)
- The military (education as a battle against illiteracy)
- Parenting (teacher as parent)
Canadian teachers said the most appropriate metaphors were
psychotherapy, economics, and business. American teachers working in
correctional education chose business, economics, and public schools. American
teachers from community-based organizations chose psychotherapy, public schools,
and business.
“Interestingly, the revolutionary metaphor, which might be
associated with social justice and the critical literacy movement, especially
the work of Paulo Freire, did not emerge in the top three metaphors or analogies
thought appropriate for adult literacy education by the 81 participants,”
Sticht noted. “In contrast, the business and/or economic metaphors were always
in the top three....The predominance of the psychotherapy metaphor...while the
revolutionary metaphor was ranked [lower] may indicate that adult literacy
workers...view depression rather than oppression as a more serious problem to be
overcome.”
National Assessment of Adult Literacy, 2002
By January 1999 the DOE had set up a Web site (http://nces.ed.gov/
nadlits) to provide information on what it has decided to call the National
Assessment of Adult Literacy (NAAL), scheduled for 2002. It will be the ten-year
follow-up to the landmark National Adult Literacy Survey (NALS) conducted in
1992.
Like the NALS, the NAAL will be a household survey of people
age sixteen and up. Also like the NALS, the NAAL will collect data and analyze
the prose, document, and quantitative literacy skills of American adults, but
this time the data are to be fully broken down by states and major
subpopulations. The NAAL is also expected to provide trend data reaching back
beyond the NALS to the 1985 assessment of young adult literacy conducted by the
Educational Testing Service. Finally, the NAAL is expected to compare adult
American literacy rates with those of other countries. A previous study found
the United States about average among industrial nations.
In March, the National Center for Education Statistics (NCES),
part of the DOE’s Office of Educational Research and Improvement, formally
invited proposals from potential contractors capable of conducting the survey.
The NALS was conducted by the Educational Testing Service under an NCES
contract.
EVENTS
The year included two high-profile events that were important
prerequisites to a third that would not happen until 2000, the National Literacy
Summit. Organizers of this long-planned summit had repeatedly postponed it
throughout 1998 and into 1999 while waiting for Vice President Al Gore and
former Senator Paul Simon (D-Illinois) to hold their own separate
literacy-related events. The delay tactics were a political strategy; the
organizers did not want to get out in front of such influential friends. They
reasoned that it would be better to follow the leads of Gore and Simon rather
than try to lead them in policy directions they may or may not want to go.
Gore Summit
One week before President Clinton’s State of the Union
speech, at Vice President Al Gore’s January 12 Summit on Twenty-First
Century Skills for Twenty-First Century Jobs, Gore proposed a new federal tax
credit for employer-provided workplace literacy programs. He said the credit
would apply to expenditures on literacy, ESOL, and other basic skills programs.
It would cover 10 percent of such expenditures, with an annual maximum of $525
per participating employee. (Tax credits directly reduce an employer’s tax
owed, as opposed to tax deductions, which reduce taxable income.)
Gore also proposed several other initiatives. One of these
would provide up to ten “High Skills Communities” with awards from the
president and vice president each year “for achieving concrete results in
improving the skills of their adult workforce,” including adult literacy
skills. Another was a $60 million plan to help train workers for high-skill jobs
in industries facing skill shortages. This program would be run by regional
workforce development boards. A third initiative was the proposed expansion of
the existing tax credit for employer-paid training and education at the
collegiate and postgraduate levels. Gore also called for an advisory panel that
would analyze incentives for postsecondary education and training, such as
low-income loans, grants, and tax incentives. Options might include individual
“lifetime learning accounts” that would combine personal savings, employer
contributions, and federal aid.
Congress had not given Gore’s tax proposals any serious
consideration by the end of 1999. The Clinton administration, not waiting for
congressional authorization or an appropriation, began to designate High Skills
Communities on its own authority. These were essentially symbolic declarations
by local officials and business and labor leaders to cooperate on programs to
upgrade workers’ skills. Gore also took action by creating a thirty-one-member
“leadership group” and directed it to come up with new ways to help train
workers for high-skill jobs. The group included representatives of the National
Institute for Literacy and the American Council on Education (ACE), the parent
organization of the GED Testing Service. In a Blueprint for Lifelong
Learning released in November 1999, members of the
group made several rather platitudinous recommendations for national action and
pledged themselves to various activities to further those recommendations. For
example, NIFL pledged to conduct pilot testing on a training course for retail
workers that is based on NIFL’s Equipped for the Future curriculum standards.
The ACE pledged to work with the AFL-CIO to increase the number of adults who
take the General Educational Development (GED) test each year.
Simon Forum and National Summit
Meeting in Carbondale, Illinois, in late March, the nation’s
leading literacy advocates called for summit meetings to be convened in every
county in the nation as the first step in a new mobilization effort. The
advocates had gathered at the invitation of former Senator Paul Simon for a
forum to answer the question, “Literacy: Where Do We Go from Here?” Simon
headed the new Public Policy Institute at Southern Illinois University. “This
is the moment,” said Alice Johnson, a former Simon staff member who had gone
on to work at the National Institute for Literacy. She was referring to the
momentum created by Vice President Gore’s January Summit on Twenty-First
Century Skills and President Clinton’s subsequent call for new literacy
initiatives and fiscal 2000 spending increases. “I want this conference to
stretch our thinking,” Simon said. “You know, you can get in ruts in any
field, and that includes the literacy field. I want to see us start dreaming
some big dreams and then fighting for those dreams.”
At the end of the two-day forum, participants adopted an
action plan with the following components:
- The library director in the biggest town in every county to convene a
meeting of educators, religious leaders, welfare officials, businesspeople,
labor leaders, and others to assess local literacy needs and mobilize new
efforts to address them
- Mandatory literacy programs in every prison, with screening for
learning disabilities and incentives for prisoners to improve their skills to
at least the level of attainment of the GED credential
- A one-year campaign, in cooperation with broadcasters and advertisers,
to encourage people with skill deficiencies to seek help
- “Significant” tax incentives for employers to offer workplace
literacy programs (greater than the 10 percent proposed by the Clinton
administration)
- An expanded effort to identify learning disabilities in young children
- Automatic tie-ins between literacy programs and all human service
agencies, including welfare and employment offices
- Expanded family literacy efforts
- Greater cooperation among existing literacy programs and agencies
- More training for volunteers and better training for professionals
- Improved learner recruitment and retention efforts, based on interviews
with dropouts, and including such services as day care and transportation
- Program assessment standards by 2005 that link learner outcomes to
effective practice, followed by a National Literacy Report Card published
every two or three years
“Since the enactment of the National Literacy Act in 1991,
we have inched forward toward the goal of eliminating illiteracy in the United
States,” Simon said. “I believe these concrete, specific recommendations
would help us move forward much more aggressively.... The question is not one of
resources [but] of will. Are we really going to pay attention to this problem?”
Those attending the forum included Congressman Tom Sawyer
(D-Ohio), coauthor with Simon of the National Literacy Act of 1991, former first
lady Barbara Bush, and the leaders of the NIFL, the DOE’s Division of Adult
Education and Literacy, the National Center for Family Literacy, Laubach
Literacy, the Literacy Volunteers of America, and Voice for Adult Literacy
United for Education. Other organizations represented at the forum included the
National Center for Adult Literacy, the Newspaper Association of America, the
Lila Wallace–Reader’s Digest Fund, the American Library Association, and the
State Literacy Resource Centers Association. The no-shows included Senators
James Jeffords and Patty Murray, Congressmen Bill Goodling and Tim Roemer
(D-Indiana), the mayors of Baltimore and Philadelphia, columnist William
Raspberry, and the leaders of the National Association for the Advancement of
Colored People and the National Council of La Raza.
National Literacy Summit
Once Gore and Simon had held their literacy-related events,
leaders in the field began making plans for a summit in Washington to set a
national literacy agenda.1 It was conceived as a ten-year follow-up to the
landmark report Jump Start: The Federal Role in Adult Literacy.
Planners included the National Institute for Literacy, the DOE’s Division of
Adult Education and Literacy, and the National Center for the Study of Adult
Learning and Literacy. In the Jump Start
report, Forrest Chisman of the Southport Institute for Policy Analysis had laid
out an agenda including the call for a national center for adult literacy (which
would become the National Institute), a federal mandate requiring comprehensive
state plans for adult education and literacy, state literacy resource centers,
and access to federal funds for nonprofit and volunteer organizations. Most of
these proposals were realized with the passage of the National Literacy Act of
1991. The new summit was intended to produce a new manifesto. Regional literacy
summits would follow the national event, and a final manifesto would emerge
later.
After many delays and postponements, the summit was slated
for February 2000, when 150 to 175 invited attendees would hammer out a
tentative new agenda for the adult literacy field. In addition to
the organizers, other participants would include the National Coalition for
Literacy, the National Council of State Directors of Adult Education, other
federal agencies with an interest in literacy, and representatives of labor,
business, community colleges, and other key constituencies. The Lila Wallace–Reader’s
Digest Foundation agreed to provide $72,500 to sponsor the summit and the
follow-up meetings.
Voice for Adult Literacy United for Education
Archie Willard, chairman of the new adult learners’ group
Voice for Adult Literacy United for Education (VALUE), attended the February 10
meeting of the National Coalition for Literacy (NCL) with a request for funding.
(The NCL includes virtually all of the nation’s leading literacy
organizations, including VALUE, which was created in 1998 by a group of about
fifty adult learners and adult education professionals.) In a short and moving
appeal, he said VALUE deserved support because adult learners were the best
possible advocates for increased government support. “Congress needs to see
the finished product,” Willard said, referring to the NCL’s underwhelming
Capitol Hill lobbying effort of the previous day. Only fifteen people had shown
up, and only a handful of those had confirmed appointments with members of
Congress or their staff. Willard said VALUE needed funding for lobbying efforts
and other activities. One objective was to get Congress to earmark federal funds
for student leadership activities. Willard came away from the meeting with a
commitment of $1,000 from the NCL treasury and an even greater amount in checks
and pledges from individual representatives of NCL member organizations.
CONCLUSION
The year 1999 may best be regarded as the beginning of a new
reality for the adult education and literacy field. It was the year when state
officials and local program personnel began to rethink and redefine their jobs
under terms dictated by the Workforce Investment Act of 1998. It was also the
year when members of the field finalized plans for their National Literacy
Summit, which would give them a solid, visible platform from which to voice
their opinion of the WIA. It would be facile to describe 1999 as a year of
fundamental change leading to some bright new future. The real fundamentals did
not change. Too many adults continued to struggle with inadequate skills. Too
many adult education and literacy practitioners continued to struggle with
inadequate resources. Too many children continued to be neglected by schools
that lacked the resources and perhaps the will to make them literate.
Things may change for the better in the new millennium. As
1999 drew to a close, the need for change remained glaringly clear.
Note
- The literacy summit had first been proposed in 1996 by Jean Lowe, then
director of the GED Testing Service. She said the field lacked an
infrastructure for sharing proven instructional ideas, and she hoped a summit
would help create one. She also hoped the summit could define the nature and
extent of the nation’s literacy problems, produce standards for measuring
progress toward solutions, and calculate the amounts of government
funding needed to make such progress. Officials at the NIFL and NCSALL had
been talking about a summit almost since Lowe first suggested it, but their
tentative plans were repeatedly postponed—first by plans for Gore’s
conference and then by those for Simon’s forum in Illinois.
References
Beder, H. (1998). Lessons from NCSALL’s outcomes and impacts study.
Focus
on Basics, 2(D).
Garner, B. (1999). Nationwide accountability: The National Reporting
System. Focus on Basics, 3(B).
Imel, S. (1999, Feb.). Using adult learning principles in adult
basic and literacy education. Practice
Application Brief published by the ERIC Clearinghouse on Adult, Career, and
Vocational Education, housed at Ohio State University. Available at: http://www.ericacve.org.
Sticht, T. (1999, Oct. 2). National Literacy Advocacy listserv. Research
Note 10/2/99, Metaphors and analogies in adult literacy education. Available
at: http://literacy.nifl.gov/cgi-bin/list.
Vice President’s Leadership Group on Twenty-First Century Skills for
Twenty-First Century Jobs. (1999, Nov. 4). Blueprint for lifelong
learning.
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